About Legacy

Changing Times Steadfast Principles

Legacy Financial is the trusted leader that modernizes wealth management and provides innovative solutions that allow you to live your passions.

Vision Statement

At Legacy Financial we believe that where your treasure is, there your heart is also. We begin by talking about those things close to your heart so that we can help you create your financial plan. The Legacy L’s are combined with precision and calculation to create one-of-a-kind solutions. Local, Leading Edge, Long term commitments, Lifelong Relationships, Lean on us, Lay the Foundation, Live your passions, Launch your Legacy.

Legacy Financial Through The Years

An easy journey doesn't produce a great company.

Legacy Financial Is Born

Mike Maisel, Trent Lucas, Paul Sartori and Brad Zapp decided to leave Sagemark Consulting to start their own comprehensive financial planning company focused on Planning, Investments, and Insurance.

August, 2005

Going Paperless For You

Legacy Financial makes the commitment to be on the cutting edge regarding the technology they will use for clients as well as how they will operate the firm. Building individual websites for each client and taking the office paperless.

July, 2007

New Headquarters

Legacy Financial buys an abandoned building in Covington, KY (First Presbyterian Church of Covington built in 1850) and begins remodeling for future headquarters.

March, 2008

Seeking Further Independence

Legacy Financial registers with the SEC as a Registered Investment Advisor (RIA) and begins custodial relationship with Fidelity Investments.

August, 2011

Going National

Legacy Financial is named to the national Wealth Advisory Services arm of Fidelity Investment’s network.

February, 2014

Happy Birthday!

Legacy celebrates it’s 10 year anniversary.

August, 2015

Bridge Partners

Legacy launches Bridge Partners Insurance solutions to service the RIA industry on high end life insurance.

January, 2018

Sarasota Branch

Sarasota Florida branch opens.

June, 2018

Recognized By

  • Certified Financial

  • Chartered Life

  • Certified Public

  • Financial Planning

  • International Association of
    Registered Financial Consultants